NOTICE OF ANNUAL GENERAL MEETING
%XLOGLQJ 8S )XQGDPHQWDOV r DQQXDO UHSRUW
LL
2UGLQDU\ 5HVROXWLRQ SURSRVHG LQ LWHP LL DERYH LI SDVVHG ZLOO HPSRZHU WKH 'LUHFWRUV RI WKH &RPSDQ\ WR
RƫHU DQG JUDQW RSWLRQV DQG LVVXH 6FKHPH 6KDUHV SXUVXDQW WR WKH 6FKHPH SURYLGHG WKDW WKH DJJUHJDWH QXPEHU
RI 6FKHPH 6KDUHV RYHU ZKLFK RSWLRQV PD\ EH JUDQWHG RQ DQ\ GDWH ZKHQ DGGHG WR WKH QXPEHU RI QHZ VKDUHV
DOORWWHG DQG LVVXHG DQG RU WR EH DOORWWHG DQG LVVXHG DQG LVVXHG VKDUHV LQFOXGLQJ WUHDVXU\ VKDUHV GHOLYHUHG
DQG RU WR EH GHOLYHUHG LQ UHVSHFW RI DOO RSWLRQV JUDQWHG XQGHU WKH 6FKHPH DQG DQ\ VKDUHV VXEMHFW WR DQ\ RWKHU
VKDUH RSWLRQ RU VKDUH LQFHQWLYH VFKHPHV RI WKH &RPSDQ\ VKDOO QRW H[FHHG ƭIWHHQ SHU FHQWXP RI WKH LVVXHG
VKDUHV H[FOXGLQJ WUHDVXU\ VKDUHV RI WKH &RPSDQ\ IURP WLPH WR WLPH
LLL
2UGLQDU\ 5HVROXWLRQ SURSRVHG LQ LWHP LLL DERYH LI SDVVHG ZLOO HPSRZHU WKH 'LUHFWRUV RI WKH &RPSDQ\ WR
JUDQW DZDUGV DQG WR DOORW DQG LVVXH 6KDUHV SXUVXDQW WR WKH 363 SURYLGHG WKDW WKH DJJUHJDWH QXPEHU RI 6KDUHV
RYHU ZKLFK DZDUGV PD\ EH JUDQWHG XQGHU WKH 363 RQ DQ\ GDWH ZKHQ DJJUHJDWHG ZLWK WKH QXPEHU RI QHZ VKDUHV
DOORWWHG DQG LVVXHG DQG RU WR EH DOORWWHG DQG LVVXHG DQG LVVXHG VKDUHV LQFOXGLQJ WUHDVXU\ VKDUHV GHOLYHUHG DQG
RU WR EH GHOLYHUHG SXUVXDQW WR DZDUGV JUDQWHG XQGHU WKH 363 DQG DQ\ VKDUHV VXEMHFW WR DQ\ RWKHU VKDUH RSWLRQ
RU VKDUH LQFHQWLYH VFKHPHV RI WKH &RPSDQ\ VKDOO QRW H[FHHG ƭIWHHQ SHU FHQWXP RI WKH WRWDO QXPEHU RI
LVVXHG VKDUHV H[FOXGLQJ WUHDVXU\ VKDUHV RI WKH &RPSDQ\ IURP WLPH WR WLPH
LY 2UGLQDU\ 5HVROXWLRQ SURSRVHG LQ LWHP LY DERYH LI SDVVHG ZLOO HPSRZHU WKH 'LUHFWRUV RI WKH &RPSDQ\ WR
PDNH RQ PDUNHW DQG Rƫ PDUNHW SXUFKDVHV RU DFTXLVLWLRQV RI 6KDUHV RI XS WR SHU FHQWXP RI WKH LVVXHG
6KDUHV H[FOXGLQJ WUHDVXU\ 6KDUHV DVFHUWDLQHG DV DW WKH GDWH RI WKH SDVVLQJ RI 2UGLQDU\ 5HVROXWLRQ DERYH
DW VXFK SULFH V XS WR WKH 0D[LPXP 3ULFH DV GHƭQHG LQ 2UGLQDU\ 5HVROXWLRQ DERYH DQG ZLOO HPSRZHU WKH
'LUHFWRUV RI WKH &RPSDQ\ WR GR DOO DFWV QHFHVVDU\ WR JLYH HƫHFW WR WKH 6KDUHV 3XUFKDVH 0DQGDWH DV GHƭQHG LQ
5HVROXWLRQ DERYH 7KLV DXWKRULW\ ZLOO XQOHVV UHYRNHG RU YDULHG E\ WKH &RPSDQ\ DW D JHQHUDO PHHWLQJ H[SLUH
RQ WKH GDWH RQ ZKLFK WKH QH[W $QQXDO *HQHUDO 0HHWLQJ RI WKH &RPSDQ\ LV KHOG RU WKH GD\ E\ ZKLFK WKH QH[W
$QQXDO *HQHUDO 0HHWLQJ RI WKH &RPSDQ\ LV UHTXLUHG E\ ODZ WR EH KHOG RU WKH GDWH RQ ZKLFK WKH SXUFKDVHV RU
DFTXLVLWLRQV RI 6KDUHV SXUVXDQW WR WKH 6KDUHV 3XUFKDVH 0DQGDWH DUH FDUULHG RXW WR WKH IXOO H[WHQW PDQGDWHG
ZKLFKHYHU LV WKH HDUOLHVW SURYLGHG WKDW WKH DXWKRULW\ VKDOO EH YDOLG IRU D SHULRG QRW H[FHHGLQJ PRQWKV IURP
WKH SDVVLQJ RI 2UGLQDU\ 5HVROXWLRQ 'HWDLOHG LQIRUPDWLRQ RQ WKH 6KDUHV 3XUFKDVH 0DQGDWH LQFOXGLQJ WKH
VRXUFHV RI IXQGV WR EH XVHG IRU WKH SXUFKDVH RU DFTXLVLWLRQ WKH DPRXQW RI ƭQDQFLQJ LI DQ\ DQG WKH LOOXVWUDWLYH
ƭQDQFLDO LPSDFW RQ WKH &RPSDQ\oV ƭQDQFLDO SRVLWLRQ LV VHW RXW LQ WKH $SSHQGL[ WR WKH 1RWLFH RI $QQXDO *HQHUDO
0HHWLQJ GDWHG $SULO
p
Appendix
q 3OHDVH UHIHU WR WKH $SSHQGL[ IRU PRUH GHWDLOV
Y 2UGLQDU\ 5HVROXWLRQ SURSRVHG LQ LWHP Y DERYH LV WR DGRSW WKH PDQGDWH WR HQDEOH WKH &RPSDQ\ LWV
VXEVLGLDULHV DQG DVVRFLDWHG FRPSDQLHV ZKLFK DUH FRQVLGHUHG WR EH pHQWLWLHV DW ULVNq XQGHU &KDSWHU RI WKH
/LVWLQJ 0DQXDO RI WKH 6LQJDSRUH ([FKDQJH 6HFXULWLHV 7UDGLQJ /LPLWHG RU DQ\ RI WKHP WR HQWHU LQWR FHUWDLQ
LQWHUHVWHG SHUVRQ WUDQVDFWLRQV ZLWK VSHFLƭHG FODVVHV RI LQWHUHVWHG SHUVRQV DV GHVFULEHG LQ WKH $SSHQGL[ 3OHDVH
UHIHU WR WKH $SSHQGL[ IRU PRUH GHWDLOV
Notes:
:LWK WKH H[FHSWLRQ RI 7KH &HQWUDO 'HSRVLWRU\ 3WH /LPLWHG ZKR PD\ DSSRLQW PRUH WKDQ WZR SUR[LHV D PHPEHU RI WKH &RPSDQ\ HQWLWOHG WR
DWWHQG DQG YRWH DW D PHHWLQJ RI WKH &RPSDQ\ ZKR LV WKH KROGHU RI WZR RU PRUH VKDUHV VKDOO EH HQWLWOHG WR DSSRLQW QRW PRUH WKDQ WZR SUR[LHV
WR DWWHQG DQG YRWH LQ KLV KHU VWHDG $ SUR[\ QHHG QRW EH D PHPEHU RI WKH &RPSDQ\
7KH LQVWUXPHQW DSSRLQWLQJ D SUR[\ RU SUR[LHV PXVW EH GHSRVLWHG DW WKH RưFH RI WKH &RPSDQ\oV 6KDUH 5HJLVWUDU DQG 6LQJDSRUH 6KDUH 7UDQVIHU
$JHQW 7ULFRU %DUELQGHU 6KDUH 5HJLVWUDWLRQ 6HUYLFHV HLWKHU E\ KDQG DW 5RELQVRQ 5RDG
6LQJDSRUH
RU E\ SRVW DW 5RELQVRQ
5RDG
6LQJDSRUH
QRW OHVV WKDQ KRXUV EHIRUH WKH WLPH DSSRLQWHG IRU WKH $QQXDO *HQHUDO 0HHWLQJ
7KH LQVWUXPHQW DSSRLQWLQJ D SUR[\ RU SUR[LHV PXVW EH XQGHU WKH KDQG RI WKH DSSRLQWRU RU RI KLV DWWRUQH\ GXO\ DXWKRULVHG LQ ZULWLQJ :KHUH WKH
LQVWUXPHQW DSSRLQWLQJ D SUR[\ RU SUR[LHV LV H[HFXWHG E\ D FRUSRUDWLRQ LW PXVW EH H[HFXWHG HLWKHU XQGHU LWV VHDO RU XQGHU WKH KDQG RI DQ RưFHU
RU DWWRUQH\ GXO\ DXWKRULVHG
$ FRUSRUDWLRQ ZKLFK LV D PHPEHU PD\ DXWKRULVH E\ UHVROXWLRQ RI LWV GLUHFWRUV RU RWKHU JRYHUQLQJ ERG\ VXFK SHUVRQ DV LW WKLQNV ƭW WR DFW DV LWV
UHSUHVHQWDWLYH DW WKH $QQXDO *HQHUDO 0HHWLQJ
