Uni-Asia Finance Corporation
Insider Trades
| Announce Date [Date of Effective Change] | Buyer/ Seller Name [Type*] | S/ W/ U ** | Bought/ (Sold) ('000) | Price ($) | After Trade | Note | |
|---|---|---|---|---|---|---|---|
| No. of Shares ('000) *** | % Held *** | ||||||
| 15/05/13 [14/05/13] |
Masaki Fukumori [DIR] | S/U | 500 | - | 7,556 | 1.60 | Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): S$114,990.00 Immediately after the transaction No. of ordinary voting shares/units held: 7556000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.60000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| 07/09/11 [07/09/11] |
Kazuhiko Yoshida [DIR] | S | (5,969) | - | 8,953 | 1.91 | Note
Remarks
Pursuant to the distribution of assets in Founders Corporation (in voluntary liquidation), 5,968,750 shares held by Founders in Uni-Asia Finance Corporation have been transferred to Kazuhiko Yoshida in proportion to his 50% shareholdings in Founders. |
| 07/09/11 [07/09/11] |
Michio Tanamoto [DIR] | S | (5,969) | - | 8,953 | 1.91 | Note
Remarks
Pursuant to the distribution of assets in Founders Corporation (in voluntary liquidation), 5,968,750 shares held by Founders in Uni-Asia Finance Corporation have been transferred to Michio Tanamoto in proportion to his 50% shareholdings in Founders. |
| 15/08/11 [15/08/11] |
Kazuhiko Yoshida [DIR] | S | 2,984 | 0.200 | 14,922 | 3.18 | Note
Remarks
Mr Kazuhiko Yoshida is deemed to be interested in the 11,937,500 shares held by Founders Corporation by virtue of his 50% shareholdings in Founders Corporation. (a) The percentage of issued capital before change is calculated based on the share capital of 313,195,200 shares. (b) The percentage of issued capital after change is calculated based on the share capital of 469,792,800 shares. |
| 15/08/11 [15/08/11] |
Michio Tanamoto [DIR] | S | 2,984 | 0.200 | 14,922 | 3.18 | Note
Remarks
Mr Michio Tanamoto is deemed to be interested in the 11,937,500 shares held by Founders Corporation by virtue of his 50% shareholdings in Founders Corporation. (a) The percentage of issued capital before change is calculated based on the share capital of 313,195,200 shares. (b) The percentage of issued capital after change is calculated based on the share capital of 469,792,800 shares. |
| 15/08/11 [15/08/11] |
Yamasa Co., Ltd. [SSH] | S | 96,046 | - | 157,214 | 33.46 | Note
Remarks
Rights share and excess rights share applied as an undertaking shareholder. The percentage of issued capital before change is calculated based on the share capital of 313,195,200 shares. The percentage of issued capital after change is calculated based on the share capital of 469,792,800 shares. |
| 11/07/11 [08/07/11] |
Yamashiro Motokuni [SSH] | S | (370) | - | 17,612 | 5.62 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 8 Jul 2011. |
| 07/07/11 [05/07/11 to 06/07/11] |
Yamashiro Motokuni [SSH] | S | (630) | - | 17,982 | 5.74 | Note
Remarks
Sale of shares: 500,000 on 5 Jul 2011 Sale of shares: 130,000 on 6 Jul 2011 The percentage of issued share capital is based on 313,195,200 shares as at 6 Jul 2011. |
| 10/06/11 [09/06/11] |
Yamashiro Motokuni [SSH] | S | (312) | - | 18,612 | 5.94 | Note
Remarks
Sale of shares: 135,000 on 8 June 2011 Sale of shares: 177,000 on 9 June 2011 The percentage of issued share capital is based on 313,195,200 shares as at 9 Jun 2011. |
| 08/06/11 [07/06/11] |
Yamashiro Motokuni [SSH] | S | (638) | - | 18,924 | 6.04 | Note
Remarks
Sale of shares: 338,000 on 6 Jun 2011 Sale of shares: 300,000 on 7 Jun 2011 The percentage of issued share capital is based on 313,195,200 shares as at 7 Jun 2011. |
| 07/06/11 [03/06/11] |
Yamashiro Motokuni [SSH] | S | (50) | - | 19,562 | 6.25 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 4 November 2010. |
| 16/05/11 [12/05/11 to 13/05/11] |
Yamashiro Motokuni [SSH] | S | (500) | - | 19,612 | 6.26 | Note
Remarks
Sale of shares: 7,000 on 12 May 2011 Sale of shares: 493,000 on 13 May 2011 |
| 25/04/11 [19/04/11 to 21/04/11] |
Yamashiro Motokuni [SSH] | S | (500) | - | 20,112 | 6.42 | Note
Remarks
Sale of shares: 200,000 on 19 April 2011 Sale of shares: 250,000 on 20 April 2011 Sale of shares: 50,000 on 21 April 2011 The percentage of issued share capital is based on 313,195,200 shares as at 21 April 2011. |
| 23/03/11 [22/03/11] |
Yamashiro Motokuni [SSH] | S | (500) | - | 20,612 | 6.58 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 22 March 2011. |
| 07/03/11 [03/03/11] |
Yamashiro Motokuni [SSH] | S | (385) | - | 21,112 | 6.74 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 3 March 2011. |
| 03/03/11 [01/03/11 to 02/03/11] |
Yamashiro Motokuni [SSH] | S | (615) | - | 21,497 | 6.86 | Note
Remarks
Sale of shares: 200,000 on 1 March 2011 Sale of shares: 415,000 on 2 March 2011 The percentage of issued share capital is based on 313,195,200 shares as at 3 March 2011. |
| 28/02/11 [25/02/11] |
Yamashiro Motokuni [SSH] | S | (100) | - | 22,112 | 7.06 | Note
Remarks
The percentage of issued share capital is based on 313,105,200 shares on 25 February 2011. |
| 22/02/11 [18/02/11] |
Yamashiro Motokuni [SSH] | S | (123) | - | 22,212 | 7.09 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares on 18 February 2011. |
| 21/02/11 [17/02/11] |
Yamashiro Motokuni [SSH] | S | (277) | - | 22,335 | 7.13 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares on 17 February 2011. |
| 06/01/11 [04/01/11 to 05/01/11] |
Yamashiro Motokuni [SSH] | S | (500) | - | 22,612 | 7.22 | Note
Remarks
Sale of shares: 312,000 on 4 January 2011 Sale of shares: 188,000 on 5 January 2011 The percentage of issued share capital is based on 313,195,200 shares on 5 January 2011. |
| 17/12/10 [15/12/10 to 16/12/10] |
Yamashiro Motokuni [SSH] | S | (77) | - | 23,112 | 7.38 | Note
Remarks
Sale of shares : 51,000 on 15 December 2010 Sale of shares : 26,000 on 16 December 2010 The percentage of issued share capital is based on 313,195,200 shares as at 17 December 2010. |
| 16/12/10 [13/12/10 to 14/12/10] |
Yamashiro Motokuni [SSH] | S | (423) | - | 23,189 | 7.40 | Note
Remarks
Sale of shares: 123,000 on 13 December 2010 Sale of shares: 300,000 onn 14 December 2010 The percentage of issued share capital is based on 313,195,200 shares as at 16 December 2010. |
| 08/11/10 [04/11/10] |
Yamashiro Motokuni [SSH] | S | (200) | - | 23,612 | 7.54 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 4 November 2010. |
| 04/11/10 [03/11/10] |
Yamashiro Motokuni [SSH] | S | (300) | - | 23,812 | 7.60 | Note
Remarks
Sale of shares: 61,000 on 1 November 2010 Sale of shares: 239,000 on 3 November 2010 The percentage of issued share capital is based on 313,195,200 shares as at 3 November 2010. |
| 20/09/10 [17/09/10] |
Yamashiro Motokuni [SSH] | S | (500) | - | 24,112 | 7.70 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 17 September 2010. |
| 14/09/10 [13/09/10] |
Yamashiro Motokuni [SSH] | S | (200) | - | 24,612 | 7.86 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 13 September 2010. |
| 13/09/10 [09/09/10] |
Yamashiro Motokuni [SSH] | S | (300) | - | 24,812 | 7.92 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 9 September 2010. |
| 20/08/10 [19/08/10] |
Yamashiro Motokuni [SSH] | S | (300) | - | 25,112 | 8.02 | Note
Remarks
Sale of shares: 141,000 on 18 August 2010 Sale of shares: 159,000 on 19 August 2010 The percentage of issued share capital is based on 313,195,200 shares as at 19 August 2010. |
| 04/08/10 [22/07/10] |
Yamashiro Motokuni [SSH] | S | (300) | - | 25,412 | 8.11 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 22 July 2010. |
| 12/07/10 [09/07/10] |
Matokuni Yamashiro [SSH] | S | (200) | - | 25,712 | 8.21 | Note
Remarks
Sale of shares: 10,000 on 6 July 2010 Sale of shares: 1,000 on 7 July 2010 Sale of shares: 100,000 on 8 July 2010 Sale of shares: 89,000 on 9 July 2010 The percentage of issued share capital is based on 313,195,200 shares as at 9 July 2010. |
| 15/06/10 [15/06/10] |
Matokuni Yamashiro [SSH] | S | (500) | - | 25,912 | 8.27 | Note
Remarks
Sale of shares: 180,000 on 11 June 2010 Sale of shares: 100,000 on 14 June 2010 Sale of shares: 220,000 on 15 June 2010 The percentage of issued share capital is based on 313,195,200 shares as at 15 June 2010. |
| 12/04/10 [09/04/10] |
Yamashiro Motokuni [SSH] | S | (200) | - | 26,412 | 8.43 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 9 April 2010. |
| 01/04/10 [31/03/10] |
Yamashiro Motokuni [SSH] | S | (200) | - | 26,612 | 8.50 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 31 March 2010. |
| 31/03/10 [30/03/10] |
Yamashiro Motokuni [SSH] | S | (600) | - | 26,812 | 8.56 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 30 March 2010. |
| 15/03/10 [10/03/10 to 11/03/10] |
Yamashiro Motokuni [SSH] | S | (200) | - | 27,412 | 8.75 | Note
Remarks
Sale of shares: 100,000 on 10 March 2010 Sale of shares: 100,000 on 11 March 2010 The percentage of issued share capital is based on 313,195,200 shares as at 11 March 2010. |
| 08/03/10 [08/03/10] |
Yamashiro Motokuni [SSH] | S | (100) | - | 27,612 | 8.82 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 8 March 2010. |
| 08/03/10 [05/03/10] |
Yamashiro Motokuni [SSH] | S | (100) | - | 27,712 | 8.85 | Note
Remarks
The perecentage of issued share capital is based on 313,195,200 shares as at 8 March 2010. |
| 18/01/10 [14/01/10] |
Yamashiro Motokuni [SSH] | S | (1,038) | - | 27,812 | 8.88 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 18 January 2010. |
| 28/12/09 [24/12/09] |
The Chuo Mitsui Trust & Banking Co., Ltd [SSH] | S | (3,113) | - | 15,637 | 4.99 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 24 December 2009. |
| 28/09/09 [25/09/09] |
Yamashiro Motokuni [SSH] | S | (300) | - | 28,850 | 9.21 | Note
Remarks
The percentage of issued share capital is based on 313,195,200 shares as at 28 September 2009. The initial public offering of shares of Uni-Asia Finance Corporation (the "Offering") commenced on 8 August 2007 and closed on 15 August 2007. In the Offering, DBS Bank Ltd was the Manager, Underwriter and Placement Agent. |
| * | DIR - Director (include Directors of related companies) SSH - Substantial Shareholder COY - Company Share Buyback |
| ** | S - Shares W - Warrants U - Units R - Rights |
| *** | Direct & Deemed Interests |
Notes
- Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.